Isaac C. Yops

HALTER FERGUSON FINANCIAL

Carmel, IN 46032

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CRD#: 7833320

Professional summary

Isaac Christopher Yops, who also goes by Isaac C Yops, is a registered financial advisor currently at HALTER FERGUSON FINANCIAL INC located in Carmel, Indiana.

Isaac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Isaac has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Isaac C Yops

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac Christopher Yops's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2023 - Present

HALTER FERGUSON FINANCIAL INC

Office #1: 13080 Grand Blvd. Suite 130, Carmel, IN 46032

RIA

CRD#: 109563

Carmel, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALTER FERGUSON FINANCIAL INC

CRD#: 109563 / SEC#: 801-57288

RIA

Registered Investment Advisory firm - (2/18/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2023

Uniform Investment Adviser Law Examination

Current Firm

HALTER FERGUSON FINANCIAL INC

CRD#: 109563 / SEC#: 801-57288

RIA

Registered Investment Advisory firm - (2/18/2000 Approved)

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Contact information

Main Address

13080 Grand Blvd. Suite 130, Carmel, IN 46032

Mailing Address

Phone number

(317) 875-0202

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022625 (2/26/2025)

Regulatory assets under management

Total Number of Accounts	950
AUM (Assets Under Management)	$ 487,810,150

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Isaac C. Yops

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Isaac Christopher Yops's CRS (Customer Relationship Summary).

Certified licenses

Experience

HALTER FERGUSON FINANCIAL INC

Primary Firm SEC Registration

HALTER FERGUSON FINANCIAL INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2023

Current Firm

HALTER FERGUSON FINANCIAL INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HALTER FERGUSON FINANCIAL INC

TRUST BUT VERIFY

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