JD
John R. Dempsey
ASB CAPITAL MANAGEMENT LLC
Bethesda, MD 20814
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CRD#: 7832428
JD
Professional summary
John Robert Dempsey is a registered financial advisor currently at ASB CAPITAL MANAGEMENT LLC located in Bethesda, Maryland.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Dempsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2023 - Present
ASB CAPITAL MANAGEMENT LLC
Office #1: 7501 Wisconsin Avenue, West Tower 13th Floor, Bethesda, MD 20814RIA
CRD#: 110995
Bethesda, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASB CAPITAL MANAGEMENT LLC
ASB CAPITAL MANAGEMENT INC. | KILLIAN CAPITAL MANAGEMENT, A DIVISION OF ASB CAPITAL MANAGEMENT LLC | CHEVY CHASE CAPITAL ADVISORS | ASB REAL ESTATE INVESTMENTS, A DIVISION OF ASB CAPITAL MANAGEMENT LLC | ASB INVESTMENT MANAGEMENT, A DIVISION OF ASB CAPITAL MANAGEMENT LLC | ASB CAPITAL MANAGEMENT, INC. | ASB CAPITAL MANAGEMENT LLC
CRD#: 110995 / SEC#: 801-57896
RIA
Registered Investment Advisory firm - (9/8/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(11/19/2023)
IAR
Maryland(11/19/2023)
IAR
Virginia(11/19/2023)
Exams
Current Firm
AC
ASB CAPITAL MANAGEMENT LLC
ASB CAPITAL MANAGEMENT INC. | KILLIAN CAPITAL MANAGEMENT, A DIVISION OF ASB CAPITAL MANAGEMENT LLC | CHEVY CHASE CAPITAL ADVISORS | ASB REAL ESTATE INVESTMENTS, A DIVISION OF ASB CAPITAL MANAGEMENT LLC | ASB INVESTMENT MANAGEMENT, A DIVISION OF ASB CAPITAL MANAGEMENT LLC | ASB CAPITAL MANAGEMENT, INC. | ASB CAPITAL MANAGEMENT LLC
CRD#: 110995 / SEC#: 801-57896
RIA
Registered Investment Advisory firm - (9/8/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7501 Wisconsin Avenue, West Tower 13th Floor, Bethesda, MD 20814
Mailing Address
Phone number
(240) 482-2900
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 32,868,383,920 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 01/26/2024 | ||
| 04/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
