TS
Taylor P. Stafford
TRUIST ADVISORY SERVICES
SUITE 620, TN 37203
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CRD#: 7832035
TS
Professional summary
Taylor Payne Stafford, who also goes by Taylor Stafford, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Suite 620, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Nashville, Tennessee.
Taylor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Taylor has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Taylor Stafford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
o Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Nashville, TN. Nature of Business: RIA. Position: Financial Consultant. Start Date: 11/2023 Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Nashville, TN.. Nature of Business: Fixed Insurance Sales. 11/2023. Hours per Month: 10 hours during trading. Duties: fixed insurance sales
CRS (Client Relationship Summary) - RIA
Click below to view Taylor Payne Stafford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2025 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3322 W End Ave Fl 6, Suite 620, TN 37203RIA
CRD#: 283390
SUITE 620, TN
Current
January 15, 2025 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3322 W End Ave, Nashville, TN 37203BD
CRD#: 17499
Nashville, TN
Past
August 27, 2024 - October 29, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
FRANKLIN, TN
Past
August 15, 2024 - October 29, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
FRANKLIN, TN
Past
November 13, 2023 - January 19, 2024
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
Nashville, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2025)
RR
Alaska(1/15/2025)
RR
Arizona(1/15/2025)
RR
Arkansas(1/15/2025)
RR
California(1/15/2025)
RR
Colorado(1/15/2025)
RR
Connecticut(1/15/2025)
RR
Delaware(1/15/2025)
RR
District of Columbia(1/15/2025)
RR
Florida(1/15/2025)
RR
Georgia(1/15/2025)
RR
Hawaii(1/15/2025)
RR
Idaho(1/15/2025)
RR
Illinois(1/15/2025)
RR
Indiana(1/15/2025)
RR
Iowa(1/15/2025)
RR
Kansas(1/15/2025)
RR
Kentucky(1/15/2025)
RR
Louisiana(1/15/2025)
RR
Maine(1/15/2025)
RR
Maryland(1/15/2025)
RR
Massachusetts(1/15/2025)
RR
Michigan(1/15/2025)
RR
Minnesota(1/15/2025)
RR
Mississippi(1/15/2025)
RR
Missouri(1/15/2025)
RR
Montana(1/15/2025)
RR
Nebraska(1/15/2025)
RR
Nevada(1/15/2025)
RR
New Hampshire(1/15/2025)
RR
New Jersey(1/15/2025)
RR
New Mexico(1/15/2025)
RR
New York(1/15/2025)
RR
North Carolina(1/15/2025)
RR
North Dakota(1/15/2025)
RR
Ohio(1/17/2025)
RR
Oklahoma(1/15/2025)
RR
Oregon(1/15/2025)
RR
Pennsylvania(1/15/2025)
RR
Puerto Rico(1/15/2025)
RR
Rhode Island(1/15/2025)
RR
South Carolina(1/15/2025)
RR
South Dakota(1/15/2025)
RR
Tennessee(1/15/2025)
IAR
Tennessee(1/15/2025)
RR
Texas(1/15/2025)
RR
Utah(1/15/2025)
RR
Vermont(1/15/2025)
RR
Virgin Islands(1/15/2025)
RR
Virginia(1/15/2025)
RR
Washington(1/15/2025)
RR
West Virginia(1/15/2025)
RR
Wisconsin(1/15/2025)
RR
Wyoming(1/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/14/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
