Julius P. Roque
Professional summary
Julius Peralta Roque is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. .
Julius is registered as a RR (Registered Representative) and started their career in finance in 2024. Julius has worked at 2 firms and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julius Peralta Roque's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2025 - Present
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Office #1: 1st To 4th Floors Science Hub Tower 4 Campus Ave Upper Mckinley Hill, Taguig, Metro Manila 1634May 24, 2024 - August 8, 2025
ALLIANCE-ONE INVESTMENTS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 5/16/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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