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FIRM PROFILE
Overview
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. is located at One American Row, Hartford, CT 06103 and was first established at Boston, Connecticut in 08/24/1994. After operating for 31 years, TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. Comes From
Understanding the Statistics for TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One American Row, Hartford, CT 06103
One American Row, Hartford, CT 06103
Small
(860) 791-0000
Connecticut since 08/24/1994
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | ||
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 | |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 | |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 | |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
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Advisor's working at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
William Andrew John
Holly A Spicer
Christopher Scott Conner
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