Peter C. Duggan

TRG ADVISORS

brookhaven, GA

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CRD#: 7828666

Professional summary

Peter Christopher Duggan is a registered financial advisor currently at TRG ADVISORS, INC. located in Brookhaven, Georgia.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Peter has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TRG Advisors; investment related; 8470 Enterprise Cir, Suite 110, Lakewood Ranch FL 34202 ; Registered Investment Advisor; Financial Advisor; start date 11/1/2023; 5 hours a month; .1 hours per day during securities trading hours; duties include assisting clients with regular review of the plan's Investment Policy Statement, selection of an appropriate, diversified, best-in-class investment menu, continuous monitoring and detailed quarterly reporting of investment performance; annual review and fee benchmarking with plan sponsor and investment committee, optimize the retirement plan to minimize fiduciary liability and reduce the daily operational burden and employee education and financial wellness program.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Christopher Duggan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2024 - Present

TRG ADVISORS, INC.

RIA

CRD#: 297171

brookhaven, GA

Past

February 27, 2024 - May 15, 2025

TRG FINANCIAL, INC.

CRD#: 43870

Lakewood Ranch, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRG ADVISORS, INC.

CRD#: 297171 / SEC#: 801-113776

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/22/2024)

IAR

New York
(5/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/17/2023

Securities Industry Essentials Examination

Current Firm

TRG ADVISORS, INC.

CRD#: 297171 / SEC#: 801-113776

RIA

Registered Investment Advisory firm - (7/2/2018 Approved)

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Contact information

Main Address

8470 Enterprise Circle Suite 110, Lakewood Ranch, FL 34202

Mailing Address

Phone number

(716) 204-7610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRG ADVISORS, INC. (FL) AMENDED BROCHURE 2024 (3/29/2025)

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 547,667,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter C. Duggan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Christopher Duggan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRG ADVISORS, INC.

TRG FINANCIAL, INC.

Primary Firm SEC Registration

TRG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2024

Series 7TO

Date: 2/27/2024

SIE

Date: 11/17/2023

Current Firm

TRG ADVISORS, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRG ADVISORS, INC.

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