Yonatan Haile
Professional summary
Yonatan Haile is a registered financial professional currently at WINTERFLOOD SECURITIES US CORPORATION located in New York, New York.
Yonatan is registered as a RR (Registered Representative) and started their career in finance in 2024. Yonatan has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yonatan Haile's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2024 - Present
WINTERFLOOD SECURITIES US CORPORATION
Office #1: 1460 Broadway 9th Floor, New York, NY, 10036State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/29/2024
General Securities Representative ExaminationFINRA
Current Firm
WINTERFLOOD SECURITIES US CORPORATION
CRD#: 299110 / SEC#: , 8-70259
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WINTERFLOOD SECURITIES HOLDINGS LIMITED | SOLE MEMBER | |
| BLANCO MARQUEZ, ADRIANA GRISELLE | CHIEF COMPLIANCE OFFICER | 7778003 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| JOHNSON, WILLIAM | PRESIDENT, CHIEF EXECUTIVE OFFICER AND TREASURER | 7815170 |
| PARISE, JANICE DRU | FINANCIAL AND OPERATIONS PRINCIPAL | 2338583 |
| RAFFERTY, SIMON MARK | BOARD MEMBER | 7047860 |
| STAPLETON, JAMES | BOARD MEMBER | 7048134 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
