RD
Robert F. Darwell
US SELECT ASSET MANAGEMENT
NSW,
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CRD#: 7826024
RD
Professional summary
Robert Francis Darwell is a registered financial advisor currently at US SELECT ASSET MANAGEMENT, INC. .
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Robert has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) E&P Operations Pty Limited; Level 32, 1 O'Connell Street Sydney NSW 2000 Australia; Director; Statutory director of a private Australian company; investment related; E&P Operations' employs most of the group's staff and is the counterparty to most contracts with third party vendors. It does not provide any services to clients nor hold any licenses; July 2023; Hours devoted per month/ during security trading hours: 4/3 (2) CVC Emerging Companies IM Pty Limited; Level 32, 1 O'Connell Street Sydney NSW 2000 Australia ; Director; Statutory director of a private Australian company; investment related. The company holds the management rights to a small private equity fund that focuses on expansion stage private Australian companies; July 2023; Hours devoted per month/ during security trading hours: 1/0.5 (3) E&P Private Investments Pty Limited; Level 32, 1 O'Connell Street Sydney NSW 2000 Australia; Director; Statutory director of a private Australian company; investment related; The company holds principal investments on behalf of E&P Financial Group and its subsidiaries; March 2023; Hours devoted per month/ during security trading hours: 4/3 (4) E&P Employee Investments Pty Limited; Level 32, 1 O'Connell Street Sydney NSW 2000 Australia; Director; Statutory director of a private Australian company; investment related. The company is the trustee of the share trust that holds shares on behalf of employees of E&P Financial Group and its subsidiaries for the group's employee share plans; March 2023; Hours devoted per month/ during security trading hours: 4/3
CRS (Client Relationship Summary) - RIA
Click below to view Robert Francis Darwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2023 - Present
US SELECT ASSET MANAGEMENT, INC.
RIA
CRD#: 166672
NSW,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
US
US SELECT ASSET MANAGEMENT, INC.
DIXON ASSET MANAGEMENT USA | US SELECT ASSET MANAGEMENT, INC. | E&P ASSET MANAGEMENT USA, INC. | DIXON ASSET MANAGEMENT USA INC
CRD#: 166672 / SEC#: 801-85167
RIA
Registered Investment Advisory firm - (4/10/2015 Approved)New Jersey
Registered Investment Advisory firm - (7/30/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(12/8/2023)
Exams
Current Firm
US
US SELECT ASSET MANAGEMENT, INC.
DIXON ASSET MANAGEMENT USA | US SELECT ASSET MANAGEMENT, INC. | E&P ASSET MANAGEMENT USA, INC. | DIXON ASSET MANAGEMENT USA INC
CRD#: 166672 / SEC#: 801-85167
RIA
Registered Investment Advisory firm - (4/10/2015 Approved)New Jersey
Registered Investment Advisory firm - (7/30/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Hudson Street 21st Floor Suite 2100, Jersey City, NJ, 07302
Mailing Address
Phone number
(212) 480-2626
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 463,423,459 |
Red Flags
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