Timothy H. Hattendorf

NADLER FINANCIAL GROUP

DEERFIELD, IL 60015

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CRD#: 7825047

Professional summary

Timothy Herbert Hattendorf, who also goes by Tim Hattendorf, is a registered financial advisor currently at NADLER FINANCIAL GROUP, INC. located in Deerfield, Illinois and AUSDAL FINANCIAL PARTNERS, INC. located in Deerfield, Illinois.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Timothy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Hattendorf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NADLER FINANCIAL GROUP, INC; INVESTMENT RELATED; DEERFIELD, IL; RIA; RETIREMENT PLAN ADVISOR; ACTIVITY BEGAN OCTOBER 2023; I DEVOTE 160 HOURS TO THIS ACTIVITY ALL DURING TRADING HOURS; WORKING WITH PLAN SPONSORS AND PARTICIPANTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Herbert Hattendorf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2024 - Present

NADLER FINANCIAL GROUP, INC.

Office #1: 750 Estate Drive Suite 110, Deerfield, IL 60015

RIA

CRD#: 122617

DEERFIELD, IL

Current

February 12, 2024 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 750 Estate Drive, Suite 110, Deerfield, IL 60015

RIA

CRD#: 7995

DEERFIELD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NADLER FINANCIAL GROUP, INC.

NADLER FINANCIAL GROUP, INC. | VRN FINANCIAL SERVICES, INC.

CRD#: 122617 / SEC#: 801-61462

RIA

Registered Investment Advisory firm - (9/13/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/28/2024)

IAR

Illinois
(5/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/24/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/10/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NADLER FINANCIAL GROUP, INC.

NADLER FINANCIAL GROUP, INC. | VRN FINANCIAL SERVICES, INC.

CRD#: 122617 / SEC#: 801-61462

RIA

Registered Investment Advisory firm - (9/13/2002 Approved)

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Contact information

Main Address

750 Estate Drive Suite 110, Deerfield, IL 60015

Mailing Address

Phone number

(847) 940-4040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NADLER FINANCIAL GROUP, INC. ADV PART 2A (11/6/2025)

Regulatory assets under management

Total Number of Accounts	3,081
AUM (Assets Under Management)	$ 1,919,058,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy H. Hattendorf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Herbert Hattendorf's CRS (Customer Relationship Summary).

Certified licenses

Experience

NADLER FINANCIAL GROUP, INC.

AUSDAL FINANCIAL PARTNERS, INC.

Primary Firm SEC Registration

NADLER FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/24/2024

Series 7TO

Date: 2/12/2024

SIE

Date: 10/10/2023

FINRA

Current Firm

NADLER FINANCIAL GROUP, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NADLER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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