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MC

Marshal S. Champlin

MMA SECURITIES
San Diego, CA 92122
Some features on this profile are disabled
CRD#: 7825018
MC
Marshal Scott ChamplinMMA SECURITIES

Professional summary

Marshal Scott Champlin is a registered financial advisor currently at MMA SECURITIES LLC located in San Diego, California and MMA ASSET MANAGEMENT LLC located in San Diego, California.

Marshal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Marshal has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Provides wealth management and financial planning services during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshal Scott Champlin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2024 - Present

MMA SECURITIES LLC

Office #1: 9171 Towne Centre Drive Suite 100, San Diego, CA 92122
RIA
BD
CRD#: 44254
San Diego, CA
Current

August 6, 2026 - Present

MMA ASSET MANAGEMENT LLC

Office #1: 9171 Towne Centre Drive Suite 100 , San Diego, CA 92122
RIA
CRD#: 155426
San Diego, CA
Current

December 10, 2024 - Present

MMA SECURITIES LLC

Office #1: 9171 Towne Centre Drive Suite 100, San Diego, CA 92122
RIA
BD
CRD#: 44254
San Diego, CA
Past

March 28, 2024 - August 28, 2024

EDWARD JONES

RIA
CRD#: 250
FT WORTH, TX
Past

March 28, 2024 - August 28, 2024

EDWARD JONES

BD
CRD#: 250
FT WORTH, TX
Past

February 13, 2024 - March 28, 2024

EDWARD JONES

RIA
CRD#: 250
FT WORTH, TX
Past

January 18, 2024 - March 28, 2024

EDWARD JONES

BD
CRD#: 250
FT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC

CRD#: 155426 / SEC#: 801-71975

RIA
Registered Investment Advisory firm - (11/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/10/2024)
IAR
California
(12/10/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/7/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/19/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC

CRD#: 155426 / SEC#: 801-71975

RIA
Registered Investment Advisory firm - (11/10/2010 Approved)
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Contact information

Main Address
161 Washington Street Suite 1200, Conshohocken, PA 19428
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(610) 684-3200
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MMA ASSET MANAGEMENT - INSTITUTIONAL FIRM BROCHURE 03.2025 (3/27/2025)
MMA ASSET MANAGEMENT - RETAIL FIRM BROCHURE 03.2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts555
AUM (Assets Under Management)$ 715,242,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MMA ASSET MANAGEMENT LLC

CRD#: 155426San Diego, CA 92122

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