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KP

Kate M. Pacheco

ASK CAPITAL INVESTMENT MANAGERS
Amarillo, TX 79101
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CRD#: 7824149
KP

Professional summary

Kate Mcneer Pacheco, who also goes by Kate Pacheco, Katy Pacheco, is a registered financial advisor currently at ASK CAPITAL INVESTMENT MANAGERS located in Amarillo, Texas.

Kate is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kate has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kate Pacheco | Katy Pacheco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kate Mcneer Pacheco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2023 - Present

ASK CAPITAL INVESTMENT MANAGERS

Office #1: 600 S. Tyler St. Ste. 1515, Amarillo, TX 79101
RIA
CRD#: 287711
Amarillo, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/14/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/13/2023
Uniform Investment Adviser Law Examination

Current Firm

AC
ASK CAPITAL INVESTMENT MANAGERS
ASK CAPITAL INVESTMENT MANAGERS | ASK CAPITAL INVESTMENT MANAGERS, LLC

CRD#: 287711 / SEC#:

Texas
Registered Investment Advisory firm - (3/13/2017 Approved)
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Contact information

Main Address
600 S. Tyler St. Ste. 1515, Amarillo, TX 79101
Mailing Address
Phone number
(806) 322-7526
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts138
AUM (Assets Under Management)$ 98,052,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASK CAPITAL INVESTMENT MANAGERS

CRD#: 287711Amarillo, TX 79101

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