KF
Karen D. Ferrell
VERITY ASSET MANAGEMENT
COPPELL, TX
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CRD#: 7824135
KF
Professional summary
Karen Denise Ferrell, who also goes by Karen Ferrell, is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Coppell, Texas.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Karen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karen Ferrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Teacher's Pension and Insurance Services, Inc.; Not investment-related; Coppell, TX; Insurance agency; Agent; Insurance agent; 10/2007; 30 hours per month; 30 during market hours; Sell insurance and annuity products. 2) Self-employed; Not investment-related; Coppell, TX; Individual and family services for foster care; Sole proprietor; Contractor; 10/2012; 30 hours per month; 0 during market hours; Analyze and compile reports for children who are being adopted from foster care and assess foster homes for safety and compliance. 3) Regal Impressions Notary Services; Not investment-related; Coppell, TX; Notary public service; Sole proprietor; 07/2020; 30 hours per month; 5 during market hours; Notarize documents as needed or requested. 4) ReUp Foundation, Inc.; Not investment-related; Fort Worth, TX; Charitable organization, Volunteer board member; Operations director; 06/2020; 10 hours per month; 0 during market hours; Plan and coordinate charitable activities and mentorship programs. 5) Perfection Children Services; Not investment-related; Grand Prairie, TX; Family services; Employee; Foster home assessor; 11/2023; 15 hours per month; 0 during market hours; Write foster/adoptive home studies for prospective foster parents. 6) Urban Neighborhood Initiative For Families & Youth (UNIFY); Not investment-related; Grand Prairie, TX; Family services; Employee; Foster home assessor; 11/2023; 15 hours per month; 0 during market hours; Write foster/adoptive home studies for prospective foster parents. 7) Cardinal Wellness And Rehab, PLLC.; Not investment-related; Coppell, TX; Physical therapy; Contractor; Compliance officer; 04/2024; 4 hours per month; 0 during market hours; Compliance, auditing, and other HR-related job duties on an as needed basis.
CRS (Client Relationship Summary) - RIA
Click below to view Karen Denise Ferrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2023 - Present
VERITY ASSET MANAGEMENT
RIA
CRD#: 158667
COPPELL, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/25/2023)
Current Firm
VA
VERITY ASSET MANAGEMENT
ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
RIA
Registered Investment Advisory firm - (5/26/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
280 S Mangum St Ste 550, Durham, NC 27701-3676
Mailing Address
Phone number
(919) 490-6717
Established
Firm type
Fiscal year end
# of Employees
67
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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