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JL

Jacqueline M. Lam

FOCUS INVESTMENT ADVISORS
SOLANA BEACH, CA 92075
Some features on this profile are disabled
CRD#: 7820692
JL
Jacqueline Marie LamFOCUS INVESTMENT ADVISORS

Professional summary

Jacqueline Marie Lam, who also goes by Jacque Lam, Jacqueline M Lam, is a registered financial advisor currently at FOCUS INVESTMENT ADVISORS, INC located in Solana Beach, California and LPL FINANCIAL LLC located in Solana Beach, California.

Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Jacqueline has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Jacque Lam | Jacqueline M Lam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Marie Lam's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 18, 2025 - Present

FOCUS INVESTMENT ADVISORS, INC

Office #1: 514 Via De La Valle Suite 200, Solana Beach, CA 92075
RIA
CRD#: 109970
SOLANA BEACH, CA
Current

November 25, 2024 - Present

LPL FINANCIAL LLC

Office #1: 514 Via De La Valle, Suite 200, Solana Beach, CA 92075
RIA
BD
CRD#: 6413
SOLANA BEACH, CA
Past

January 2, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FOCUS INVESTMENT ADVISORS, INC
FOCUS INVESTMENT ADVISORS | IKAIKA, LLC | FOCUS INVESTMENT ADVISORS, INC

CRD#: 109970 / SEC#: 801-57176

RIA
Registered Investment Advisory firm - (4/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/2/2025)
IAR
California
(2/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/28/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/23/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/27/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FOCUS INVESTMENT ADVISORS, INC
FOCUS INVESTMENT ADVISORS | IKAIKA, LLC | FOCUS INVESTMENT ADVISORS, INC

CRD#: 109970 / SEC#: 801-57176

RIA
Registered Investment Advisory firm - (4/10/2000 Approved)
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Contact information

Main Address
514 Via De La Valle Suite 200, Solana Beach, CA 92075
Mailing Address
Phone number
(760) 230-1880
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A (3/20/2025)
ADV PART 2B - MONTGOMERY (3/20/2025)
ADV PART 2B - FERRY (3/20/2025)
ADV PART 2B - JACQUELINE LAM (3/20/2025)
ADV PART 2B - DAVID LAM (3/20/2025)
ADV PART 2B - RESTINE (3/20/2025)
ADV PART 2B - WASA (3/20/2025)

Regulatory assets under management

Total Number of Accounts34
AUM (Assets Under Management)$ 884,989,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUS INVESTMENT ADVISORS, INC

CRD#: 109970Solana Beach, CA 92075

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