JC
John L. Croze
APO FINANCIAL SERVICES
LAURIUM, MI 49913
Some features on this profile are disabled
CRD#: 7820094
JC
Professional summary
John Leonard Croze, who also goes by John Croze, is a registered financial advisor currently at APO FINANCIAL SERVICES, LLC located in Laurium, Michigan.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Croze
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). RCL INC.; NON-INVESTMENT RELATED; 42239 BOOTJACK ROAD, LAKE LINDEN, MICHIGAN, 49913; NON PROFIT FOR CHARITABLE GIVING; TREASURER AND BOARD OF DIRECTORS; OVERSEE, COORDINATE AND SUPERVISE YEARLY FUN RUN AND WALK FOR CHARITY EVENT; SINCE 06/2019; HOURS PER MONTH: HOURS DURING TRADING: 2). ASSET PROTECT ONE, INC. AND APO FINANCIAL INC.; INVESTMENT RELATED; 10155 WESTMOOR DRIVE, SUITE 175, WESTMINSTER, CO 80021; FIXED INSURANCE SALES; LICENSED INSURANCE PRODUCER; SINCE 10/2023; HOURS PER MONTH: 10 HOURS DURING TRADING: 5
CRS (Client Relationship Summary) - RIA
Click below to view John Leonard Croze's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2023 - Present
APO FINANCIAL SERVICES, LLC
Office #1: 95 3rd Street, Laurium, MI 49913RIA
CRD#: 297647
LAURIUM, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(10/17/2023)
Current Firm
AF
APO FINANCIAL SERVICES, LLC
APO FINANCIAL SERVICES, LLC | SCOTT FINANCIAL SERVICES | JOHN HART FINANCIAL | ASSURANCE FINANCIAL PARTNERS
CRD#: 297647 / SEC#: 801-118090
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Colorado
Registered Investment Advisory firm - (3/5/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10155 Westmoor Drive Suite 125, Westminster, CO 80021-2627
Mailing Address
Phone number
(720) 588-2000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 929 |
| AUM (Assets Under Management) | $ 111,168,207 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APO FINANCIAL SERVICES, LLC
CRD#: 297647Laurium, MI 49913TRUST BUT VERIFY
Monitor John Croze
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
