Alexis D. Glessner

HUMMEL WEALTH MANAGEMENT

Berlin, OH 44610

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CRD#: 7818313

Professional summary

Alexis Dawn Glessner is a registered financial advisor currently at HUMMEL WEALTH MANAGEMENT, LLC located in Berlin, Ohio.

Alexis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Alexis has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexis Dawn Glessner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2025 - Present

HUMMEL WEALTH MANAGEMENT, LLC

Office #1: 4585 State Route 39, Berlin, OH 44610

RIA

CRD#: 143523

Berlin, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2024

Uniform Investment Adviser Law Examination

Current Firm

HUMMEL WEALTH MANAGEMENT, LLC

HUMMEL GROUP | HUMMEL WEALTH MANAGEMENT, LLC

CRD#: 143523 / SEC#: 801-79892

RIA

Registered Investment Advisory firm - (6/22/2016 Terminated)

Michigan

Registered Investment Advisory firm - (9/24/2025 Terminated)

Ohio

Registered Investment Advisory firm - (6/20/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4585 State Route 39, Berlin, OH 44610

Mailing Address

P.o. Box 250, Berlin, OH 44610

Phone number

(330) 893-2600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Alexis D. Glessner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexis Dawn Glessner's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUMMEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2024

Current Firm

HUMMEL WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

HUMMEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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