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Emma C. Dahmen
CETERA INVESTMENT ADVISERS LLC
WENATCHEE, WA 98801
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CRD#: 7816428
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Professional summary
Emma Caroline Dahmen, who also goes by Emma C Dahmen, Emma Dahmen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wenatchee, Washington and CETERA WEALTH SERVICES, LLC located in Wenatchee, Washington.
Emma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Emma has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emma C Dahmen | Emma Dahmen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CNC Financial Group LLC; Wealth Management Assistant; CNC Financial Group offers investment planning, retirement planning, financial planning, estate planning and tax planning services.; Yes; 160; 80; 10/01/2023; 175 E. Penny Road Wenatchee WA 98801; Prepare and process new account applications and complete related follow up with clients Prepare/process/complete general customer service items: i.e. updating beneficiaries, adding bank links to accounts, assisting with rollover calls, etc.� Onboard new clients through our "Discovery" process and scheduling initial meetings with advisors and CPAs Service clients via phone calls, emails, and walk ins by answering their questions or directing them to the appropriate department/person Assist with general projects like tracking RMDs for clients. 2) Cordell Neher & Company, PLLC; Wealth Management Assistant; Cordell Neher & Company, PLLC offers tax preparation, payroll, bookkeeping, and business consulting services; No; 1; 0; 10/01/2023; 175 E. Penny Road Wenatchee WA 98801; I hold no duties to this entity, I am solely paid an hourly wage which is paid through this entity. 3) North Central Washington Volleyball Club; Head Volleyball Coach; I am a head coach for a local volleyball club called North Central Washington Volleyball Club (NCWVBC). NCWVBC is a registered 501c3. I coach 12-18 year old girls between the months of October and May each year, and receive a small stipend (between $200-$3000) for coaching during the season. I also receive reimbursements from the club for out of town travel for tournaments. These reimbursements are limited to a certain nightly cost for hotels, gas mileage for travel, and a small stipend for food (between $15-50 dollars a day) depending on the nature and expense of the tournament. I also occasionally help with volleyball camps or one-on-one training sessions in the off season, which the club does offer a small stipend for as well on a case by case basis. The club also reimburses coaches who wish to attend Coaching Camps - which provide continuing education opportunities for coaches interested in furthering their knowledge of the game.� As a head volleyball coach, my duties are purely coaching related. I have no say in decisions of NCWVBC as a whole. I do not sit on the board of directors and have no influence on the club in any capacity other than my capacity as a coach of a team.; No; 1; 0; 11/04/2023; 1410 Maple St Wenatchee WA 98801; My responsibilities as a head volleyball coach are as follows: Stay up to date on all trainings & certifications through regional regulators (ERVA & USA Volleyball) to ensure I am certified to coach safely.� Design & run volleyball practices between 1-3 times a week during the season Lead & Coach at tournaments (which often require travel out of town) Communicate relevant information to parents of players.
CRS (Client Relationship Summary) - RIA
Click below to view Emma Caroline Dahmen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 175 E Penny Rd Suite 1, Wenatchee, WA 98801RIA
CRD#: 105644
WENATCHEE, WA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 175 E. Penny Road Suite 1, Wenatchee, WA 98801BD
CRD#: 13572
WENATCHEE, WA
Past
September 1, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Wenatchee, WA
Past
February 3, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WENATCHEE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Washington(9/5/2025)
IAR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wenatchee, WA 98801TRUST BUT VERIFY
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