Jess D. Sansone

KTF INVESTMENTS

SEAL BEACH, CA 90740

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CRD#: 7810715

Professional summary

Jess Donato Sansone is a registered financial advisor currently at KTF INVESTMENTS, LLC located in Seal Beach, California.

Jess is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jess has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jess Donato Sansone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2025 - Present

KTF INVESTMENTS, LLC

Office #1: 13001 Seal Beach Boulevard # 250, Seal Beach, CA 90740

RIA

CRD#: 337465

SEAL BEACH, CA

Past

February 6, 2024 - September 9, 2025

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SEAL BEACH, CA

Past

January 3, 2024 - September 9, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SEAL BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KTF INVESTMENTS, LLC

CRD#: 337465 / SEC#: 801-134137

RIA

Registered Investment Advisory firm - (8/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/29/2025)

IAR

Texas
(4/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/3/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/3/2023

Securities Industry Essentials Examination

Current Firm

KTF INVESTMENTS, LLC

CRD#: 337465 / SEC#: 801-134137

RIA

Registered Investment Advisory firm - (8/8/2025 Approved)

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Contact information

Main Address

13001 Seal Beach Boulevard # 250, Seal Beach, CA 90740

Mailing Address

Phone number

(513) 618-4498

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KTF INVESTMENTS FORM ADV PART 2A, APPENDIX 1 WRAP FEE BROCHURE (DECEMBER 2025) (12/5/2025)

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 691,766,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jess D. Sansone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jess Donato Sansone's CRS (Customer Relationship Summary).

Certified licenses

Experience

KTF INVESTMENTS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KTF INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2024

Series 7TO

Date: 1/3/2024

SIE

Date: 11/3/2023

Current Firm

KTF INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KTF INVESTMENTS, LLC

TRUST BUT VERIFY

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