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AB

Ashton M. Borcherding

XTELLUS CAPITAL PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 7809021
AB

Professional summary

Ashton Maris Borcherding, who also goes by Ashton Borcherding, is a registered financial professional currently at XTELLUS CAPITAL PARTNERS, INC. located in New York, New York.

Ashton is registered as a RR (Registered Representative) and started their career in finance in 2023. Ashton has worked at 1 firm and has passed the Series 63, SIE and Series 7TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ashton Borcherding

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashton Maris Borcherding's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 25, 2023 - Present

XTELLUS CAPITAL PARTNERS, INC.

Office #1: 535 Madison Ave. 5th Floor, New York, NY, 10022Office #2: 535 Madison Ave. 5th Floor, New York, NY, 10022
BD
CRD#: 156048
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/8/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/8/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/24/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2023
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

XC
XTELLUS CAPITAL PARTNERS, INC.
VTB CAPITAL INC. | XTELLUS CAPITAL PARTNERS, INC.

CRD#: 156048 / SEC#: , 8-68766

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
535 Madison Ave. 5th Floor, New York, NY, 10022
Mailing Address
535 Madison Ave. 5th Floor, New York, NY, 10022
Phone number
(646) 527-6400
Established
Delaware since 11/16/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
XTELLUS PARTNERS LLCOWNER
L'VOV, PAVEL GENNADIEVICHPRINCIPAL4319406
SWIGART, PAUL MARSHALLROSFP4580213
SWIGART, PAUL MARSHALLCEO4580213
ZAK, STEPHEN PETERFINOP2423424
ZAK, STEPHEN PETERCOO2423424
ZAK, STEPHEN PETERPFO, POO2423424
ZAK, STEPHEN PETERCCO2423424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XTELLUS CAPITAL PARTNERS, INC.

CRD#: 156048New York, NY 10022

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