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SG

Sarah G. Gaissert

FIRST SOUTHERN
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7808623
SG

Professional summary

Sarah Grace Gaissert is a registered financial professional currently at FIRST SOUTHERN, LLC located in Miami, Florida.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2025. Sarah has worked at 1 firm and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Grace Gaissert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2025 - Present

FIRST SOUTHERN, LLC

Office #1: 777 Brickell Ave Suite 530, Miami, FL 33131
BD
CRD#: 282756
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 10/9/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/9/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FIRST SOUTHERN, LLC
ESH CAPITAL, LLC | GLOBAL SILICON VALLEY SECURITIES LLC | FIRST SOUTHERN, LLC

CRD#: 282756 / SEC#: , 8-69733

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772
Mailing Address
2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772
Phone number
(770) 777-9373
Established
Puerto Rico since 02/24/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BENT, INC.SHAREHOLDER
HEEHAW INC.SHAREHOLDER
VSPR, INC.SHAREHOLDER
PAGAN MARXUACH, RAFAEL ANTONIOOWNER2863850
HAWK, WILLIAM HEATHPRESIDENT/CEO/MANAGING MEMBER2494928
JACKELS, STEPHANIE KANEFINOP/PFO5928877
JONES, SHARON DOSTERCHIEF COMPLIANCE OFFICER3124470
SFYRIS, VASILEIOS ALEXIOSMANAGING MEMBER/POO4026992

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST SOUTHERN, LLC

CRD#: 282756Miami, FL 33131

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