Vasileios Alexios Sfyris
Professional Summary
Vasileios Alexios Sfyris is a registered financial advisor currently at FSAM LLC located in Alpharetta, Georgia and FIRST SOUTHERN, LLC located in Alpharetta, Georgia. Vasileios is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Vasileios has worked at 8 firms and has passed the Series 65, Series 63, Series 62, Series 99TO, Series 79TO, SIE, Series 7, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC
Contact Information
Main Address
1720 Windward Concourse Suite 115, Alpharetta, GA 30005Phone Number
(770) 777-9373# of Employees
14SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
158AUM (Assets Under Management)
$138,395,189Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FIRST SOUTHERN ASSET MANAGEMENT LLC | FSAM LLC | FIRST SOUTHERN ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(1/2/2025)
(1/3/2024)
(1/20/2017)
(7/10/2017)
(4/7/2020)
(4/7/2020)
(1/24/2017)
(9/27/2017)
(4/7/2020)
(1/8/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2010About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Vasileios Alexios Sfyris's CRS (Customer Relationship Summary).
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