RV
Richard P. Van Eek
ALL OPTIONS USA
Austin, TX 78701
Some features on this profile are disabled
CRD#: 7807981
RV
Professional summary
Richard Paul Van Eek is a registered financial professional currently at ALL OPTIONS USA, LLC located in Austin, Texas.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2024. Richard has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Richard Paul Van Eek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2024 - Present
ALL OPTIONS USA, LLC
Office #1: 114 W 7th St Suite 1200, Austin, TX 78701BD
CRD#: 324086
Austin, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 8/16/2024
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AO
ALL OPTIONS USA, LLC
ALL OPTIONS USA, LLC
CRD#: 324086 / SEC#: , 8-71016
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
114 W 7th St Suite 1200, Austin, TX 78701
Mailing Address
114 W 7th St Suite 1200, Austin, TX 78701
Phone number
(512) 518-4036
Established
Texas since 07/01/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALL OPTIONS INTERNATIONAL HOLDING B.V. | MEMBER | |
| BOIVIN-CARRIER, MATHIEU | DIRECTOR | 7659070 |
| MOORE, PIETER MAURIJN | MANAGING DIRECTOR | 7964087 |
| PATTEN, DEIRDRE MARIAN | CCO | 1357509 |
| ROUKES, YURI | DIRECTOR | 7695196 |
| SHUMBERG, IVANA M | PRINCIPAL OPERATIONAL OFFICER | 3167225 |
| SHUMBERG, IVANA M | FINOP | 3167225 |
| SHUMBERG, IVANA M | PRINCIPAL FINANCIAL OFFICER | 3167225 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
