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Matthew Cornfield

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CRD#: 7806958
MC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Cornfield was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2023. Matthew had worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 30, 2024 - June 6, 2025

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NEW YORK, NY
Past

July 8, 2024 - June 6, 2025

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
New York, NY
Past

November 16, 2023 - June 28, 2024

CARY STREET PARTNERS

RIA
CRD#: 128545
Charlottesville, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SANFORD C. BERNSTEIN & CO., LLC
AUTONOMOUS | SANFORD C. BERSTEIN & CO., LLC | SANFORD C. BERNSTEIN & CO., LLC | BERNSTEIN

CRD#: 104474 / SEC#: 801-57937, 8-52942

RIA
Registered Investment Advisory firm - SEC (9/28/2000 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/16/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/9/2023
Securities Industry Essentials Examination

Current Firm

SC
SANFORD C. BERNSTEIN & CO., LLC
AUTONOMOUS | SANFORD C. BERSTEIN & CO., LLC | SANFORD C. BERNSTEIN & CO., LLC | BERNSTEIN

CRD#: 104474 / SEC#: 801-57937, 8-52942

RIA
Registered Investment Advisory firm - SEC (9/28/2000 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
501 Commerce Street, Nashville, TN 37203
Phone number
(800) 251-0539
Established
Delaware since 08/16/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
0

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

INSTITUTIONAL RESEARCH SERVICES BROCHURE (3/28/2025)
PRIVATE CLIENT FORM ADV BROCHURE (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
ALLIANCE CAPITAL MANAGEMENT LLCSOLE LLC MEMBER
EISENBERG, STEVEN MICHAELHEAD OF BUSINESS DEVELOPMENT2963027
KRUEGER, GARY MICHAELCHIEF FINANCIAL OFFICER AND DIRECTOR2840211
MEYERS, RICHARD EDWARDCHIEF EXECUTIVE OFFICER4453533
PURCELL, KEITH ANDREWPRINCIPAL OPERATIONS OFFICER4228391
WRIGHT, DANIEL EUGENECHIEF COMPLIANCE OFFICER2204732

Regulatory assets under management

Total Number of Accounts26
AUM (Assets Under Management)$ 1,648,000,000

Disclosures

Regulatory Event31
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

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