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DL

Dawn M. Little

STONEBRIDGE FINANCIAL PLANNING GROUP
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 7806157
DL

Professional summary

Dawn Marie Little, who also goes by Dawn Marie Schraffenberger, is a registered financial advisor currently at STONEBRIDGE FINANCIAL PLANNING GROUP, LLC located in Orlando, Florida.

Dawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Dawn has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dawn Marie Schraffenberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Marie Little's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 21, 2026 - Present

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

Office #1: 203 Hillcrest Street, Orlando, FL 32801
RIA
CRD#: 154616
Orlando, FL
Past

October 1, 2025 - December 31, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Orlando, FL
Past

June 16, 2025 - December 31, 2025

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Orlando, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STONEBRIDGE FINANCIAL PLANNING GROUP, LLC
STONEBRIDGE FINANCIAL PLANNING GROUP LLC | STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

CRD#: 154616 / SEC#: 801-113696

RIA
Registered Investment Advisory firm - (7/26/2018 Approved)
Florida
Registered Investment Advisory firm - (8/8/2018 Terminated)
Texas
Registered Investment Advisory firm - (8/8/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/21/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/14/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/30/2024
Securities Industry Essentials Examination

Current Firm

SF
STONEBRIDGE FINANCIAL PLANNING GROUP, LLC
STONEBRIDGE FINANCIAL PLANNING GROUP LLC | STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

CRD#: 154616 / SEC#: 801-113696

RIA
Registered Investment Advisory firm - (7/26/2018 Approved)
Florida
Registered Investment Advisory firm - (8/8/2018 Terminated)
Texas
Registered Investment Advisory firm - (8/8/2018 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
203 Hillcrest Street, Orlando, FL 32801
Mailing Address
Phone number
(407) 695-7100
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A JANUARY 2026 (1/23/2026)

Regulatory assets under management

Total Number of Accounts704
AUM (Assets Under Management)$ 329,710,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEBRIDGE FINANCIAL PLANNING GROUP, LLC

CRD#: 154616Orlando, FL 32801

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