Mitchell L. Christopher

ALLEN WEALTH MANAGEMENT

Boone, NC 28607

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CRD#: 7804286

Professional summary

Mitchell Lee Christopher, who also goes by Mitchell Christopher, is a registered financial advisor currently at ALLEN WEALTH MANAGEMENT, LLC located in Boone, North Carolina and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Boone, North Carolina.

Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Mitchell has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitchell Christopher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Allen Wealth Management Address: 980 Highway 105, Boone, NC, 28607-4603, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 12/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Assistant Financial Advisor / IAR (2)Name of Business: The Reality Matrix LLC Address: 510 Ransom St, Blowing Rock, NC, 28605, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Lee Christopher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2025 - Present

ALLEN WEALTH MANAGEMENT, LLC

Office #1: 980 Highway 105, Boone, NC 28607

RIA

CRD#: 133038

Boone, NC

Current

October 24, 2024 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 980 Highway 105, Boone, NC 28607

CRD#: 6694

Boone, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLEN WEALTH MANAGEMENT, LLC

CRD#: 133038 / SEC#: 801-64431

RIA

Registered Investment Advisory firm - (6/20/2005 Approved)

North Carolina

Registered Investment Advisory firm - (6/22/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(1/6/2025)

North Carolina
(1/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/24/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/10/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ALLEN WEALTH MANAGEMENT, LLC

CRD#: 133038 / SEC#: 801-64431

RIA

Registered Investment Advisory firm - (6/20/2005 Approved)

North Carolina

Registered Investment Advisory firm - (6/22/2005 Terminated)

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Contact information

Main Address

980 Highway 105, Boone, NC 28607

Mailing Address

Phone number

(828) 268-9693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLEN WEALTH MANAGEMENT, LLC ADV BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	2,589
AUM (Assets Under Management)	$ 553,948,253

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mitchell L. Christopher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Lee Christopher's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLEN WEALTH MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2024

Series 7TO

Date: 10/24/2024

SIE

Date: 9/10/2024

FINRA

Current Firm

ALLEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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