RH
Richard H. Halverson
CETERA INVESTMENT ADVISERS LLC
BRUNSWICK, GA 31525
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CRD#: 7802596
RH
Professional summary
Richard Hunter Halverson, who also goes by Richard Hunter Raymond Halverson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brunswick, Georgia and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Richard has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Hunter Raymond Halverson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OFBUSINESS: FIXED INSURANCE START DATE: 3/2024 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE; 2. NAME OOTHER BUSINESS: PHILLIPS WEALTH MANAGEMENT GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DFINANCIAL SERVICES START DATE: 9/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL CONSULTANT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURDURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH PLANNING FOR THEIR FINANCIAL FUTURE; 3. NAME OF OTHER BUSINESS: RICHHUNTER HALVERSON, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: THE PURPOSE OF THIS ENTITY IS TO PAYBUSINESS EXPENSES AND PAY MY PERSONAL ACCOUNTS ACCORDINGLY START DATE: 5/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PEWEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: THIS IS MY PERSONAL PASSTHROUGH ENTITY FOR COMPENSATIPAY MY PERSONAL BUSINESS EXPENSES (CAR, FUEL, OFFICE SUPPLIES, CLIENT DINNERS, ETC.) ON THIS CORPORATION. THIS CORPORATION IS WHO PAYS MY PERSACCOUNTS;on(s) - Start: 09/2023 - 160 Hr/Mth; 4. NAME OF OTHER BUSINESS: FIRST TEE GOLDEN ISLES/YOUNG AMBASSADOR COUNCIL, INVESTMENT RELATED: NO, ADDRESS: 1508 BAY STREET, BRUNSWICK, GA 31520, NATURE OF BUSINESS: NON-PROFIT, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSIST WITH MY SPARE TIME OUT OF THE OFFICE AND ASSIST BY FUNDRAISING FOR THE EVENTS; 5. NAME OF OTHER BUSINESS: GLYNN COUNTY SCHOOLS ADVISORY COMMITTEE FOR CTAE; INVESTMENT RELATED: NO; ADDRESS: 505 ALTAMA AVE BRUNSWICK, GA 31515; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SPEAKING WITH HIGH SCHOOL LEVEL STUDENTS ABOUT PERSONAL FINANCE, ACCOUNTING AND FINANCIAL LITERATURE CLASSES; 6) NAME OF OTHER BUSINESS: EXCHANGE CLUB OF BRUNSWICK; INVESTMENT RELATED: NO; ADDRESS: 101 EMORY DAWSON RD BRUNSWICK, GA 31520; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, MAKE DECISIONS ON CLUB ADVANCEMENT, RAISE FUNDS THROUGH VARIOUS EVENTS TO PREVENT CHILD ABUSE;
CRS (Client Relationship Summary) - RIA
Click below to view Richard Hunter Halverson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1111 Glynco Parkway Ste 36, Brunswick, GA 31525RIA
CRD#: 105644
BRUNSWICK, GA
Current
October 14, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 13572
El Segundo, CA
Past
February 12, 2024 - October 24, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
BRUNSWICK, GA
Past
December 21, 2023 - October 24, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
BRUNSWICK, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/14/2024)
RR
Arizona(1/10/2025)
RR
California(1/13/2025)
RR
Florida(10/14/2024)
RR
Georgia(10/14/2024)
IAR
Georgia(10/16/2024)
RR
New Hampshire(4/9/2025)
RR
Pennsylvania(1/10/2025)
RR
South Carolina(2/12/2025)
RR
Utah(1/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Brunswick, GA 31525TRUST BUT VERIFY
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