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CH

Cody L. Hofstetter

HOFSTETTER, CODY L.
LAMBERTVILLE, NJ
Some features on this profile are disabled
CRD#: 7802410
CH

Professional summary

Cody L. Hofstetter, who also goes by Cody L Hofstetter, is a registered financial advisor currently at HOFSTETTER, CODY L. located in Lambertville, New Jersey.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Cody has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cody L Hofstetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
? Sovereign Cyber Industries. ? The business is not investment related. ? Address for the business is 8 West Blaire Tract, Lambertville NJ 08530. ? Nature of the business is IT/Cybersecurity. ? Position is CEO/Owner. ? Start date of relationship is October 2011 (approximately 12 years). ? Approximate number of hours devoted per month is 160. ? The number of hours devoted to the business during securities trading hours is the same as referenced above. The IA firm does not require a heightened level of time commitment as it currently falls well below the De Minimis requirements in terms of size. As the firm grows I imagine there will be a gradual shift towards accommodating the firm during trading hours as needed. ? My duties to this cybersecurity business involve all of the standard functions of a small business owner such as bookkeeping as well as performing the more specialized tasks required in its day to day operations; for example, data recovery from failed hard drives, examination of network systems for security flaws, and so on.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody L. Hofstetter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

HOFSTETTER, CODY L.

RIA
CRD#: 328265
LAMBERTVILLE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(3/31/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/10/2021
Uniform Investment Adviser Law Examination

Current Firm

HC
HOFSTETTER, CODY L.
HOFSTETTER, CODY L.

CRD#: 328265 / SEC#:

New Jersey
Registered Investment Advisory firm - (3/31/2025 Approved)
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Contact information

Main Address
Lambertville, NJ
Mailing Address
Phone number
(609) 795-2667
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

HOFSTETTER, CODY L.

CRD#: 328265Lambertville, NJ

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