PB
Preston Bell
ALPHA WEALTH FUNDS
Park City, UT 84060
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CRD#: 7802327
PB
Professional summary
Preston Bell is a registered financial advisor currently at ALPHA WEALTH FUNDS, LLC located in Park City, Utah.
Preston is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Preston has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Preston Bell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2023 - Present
ALPHA WEALTH FUNDS, LLC
Office #1: 1887 Gold Dust Lane Suite 203 A, Park City, UT 84060RIA
CRD#: 150231
Park City, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/25/2025)
IAR
Texas(5/15/2025)
IAR
Utah(8/25/2023)
Current Firm
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1887 Gold Dust Lane Suite 203 A, Park City, UT 84060
Mailing Address
Phone number
(435) 269-4100
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 572 |
| AUM (Assets Under Management) | $ 190,022,617 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALPHA WEALTH FUNDS, LLC
CRD#: 150231Park City, UT 84060TRUST BUT VERIFY
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