JD
Joshua L. Dove
CETERA INVESTMENT ADVISERS LLC
GRAND JUNCTION, CO 81501
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CRD#: 7801782
JD
Professional summary
Joshua Lee Dove, who also goes by Josh L Dove, Josh Lee Dove, Josh Dove, Joshua L Dove, Joshua Dove, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Grand Junction, Colorado and CETERA WEALTH SERVICES, LLC located in Grand Junction, Colorado.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Joshua has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh L Dove | Josh Lee Dove | Josh Dove | Joshua L Dove | Joshua Dove
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: INVESTMENT PLANNING SOLUTIONS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT PLANNING SOLUTIONS START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE/INVESTMENT ADVISER REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 32 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: ALL FACETS OF CLIENT ENGAGEMENT INCLUDING ACQUIRING, ONBOARDING, PORTFOLIO REVIEWS INCLUDING RETIREMENT PLANNING 2. NAME OF OTHER BUSINESS: JOSH DOVE CPA, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION AND TAX PLANNING SERVICES START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: I OVERSEE FINANCIAL AND MANAGERIAL DECISIONS FOR THE COMPANY, AS WELL AS PROVIDE TAX PREPARATION SERVICES FOR CLIENTS. 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/23/2024 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF OTHER BUSINESS: FOUR D'S LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: MAINTAINING PROPERTIES, MANAGEMENT DECISIONS, AND RENTING OUT INVESTMENT PROPERTIES. START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER / LLC MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MAINTAINING PROPERTIES, MANAGEMENT DECISIONS, AND RENTING OUT INVESTMENT PROPERTIES.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Lee Dove's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2135 N 7th Street, Grand Junction, CO 81501RIA
CRD#: 105644
GRAND JUNCTION, CO
Current
September 16, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2135 N 7th Street, Grand Junction, CO 81501BD
CRD#: 13572
Grand Junction, CO
Past
November 29, 2023 - September 19, 2024
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
GRAND JUNCTION, CO
Past
September 21, 2023 - September 19, 2024
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
GRAND JUNCTION, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/16/2024)
RR
Colorado(9/16/2024)
IAR
Colorado(9/16/2024)
RR
Texas(3/11/2025)
IAR
Texas(3/11/2025)
RR
Utah(9/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/21/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
