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DE

Don John R. Elman

TALCOTT RESOLUTION DISTRIBUTION COMPANY
Metro Manila, 1634
Some features on this profile are disabled
CRD#: 7801106
DE

Professional summary

Don John Royeras Elman, who also goes by Kasha Elman, is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. .

Don John is registered as a RR (Registered Representative) and started their career in finance in 2023. Don John has worked at 2 firms and has passed the SIE, Series 6TO and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kasha Elman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Don John Royeras Elman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2025 - Present

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

Office #1: 1st To 4th Floors Science Hub Tower 4 Campus Ave Upper Mckinley Hill, Taguig, Metro Manila 1634
BD
CRD#: 37819
Metro Manila,
Past

November 3, 2023 - August 19, 2025

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
TAGUIG CITY,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 11/3/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/27/2023
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/14/2026
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TR
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. | TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819 / SEC#: , 8-48097

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One American Row, Hartford, CT 06103
Mailing Address
One American Row, Hartford, CT 06103
Phone number
(860) 791-0000
Established
Connecticut since 08/24/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TALCOTT HOLDINGS, LPPARENT OF APPLICANT
CONNER, CHRISTOPHER SCOTTCHIEF COMPLIANCE OFFICER AND DIRECTOR2239639
DAGNAULT, CHRISTOPHER JOHNCEO, PRESIDENT AND DIRECTOR2311161
MATTHEWS, STILA HSUANPINGAML OFFICER AND ASSISTANT SECRETARY5745148
ROSA, ANTONIO T JRFINOP, CFO AND TREASURER6963656

Disclosures

Regulatory Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819Metro Manila 1634

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