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BL

Barack Little

EFC WEALTH MANAGEMENT FIRM
Los Angeles, CA 90045
Some features on this profile are disabled
CRD#: 7800677
BL

Professional summary

Barack Little, who also goes by Christopher Little, is a registered financial advisor currently at EFC WEALTH MANAGEMENT FIRM, LLC located in Los Angeles, California.

Barack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Barack has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christopher Little

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 100% OWNER, NGNS GLOBAL, 1323 S RIDGELEY DR, LOS ANGELES, , CALIFORNIA, 90019, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/18/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FITNESS AND HEALTH CONSULTING WITH COACHES AND PERSONAL TRAINERS 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barack Little's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 12, 2025 - Present

EFC WEALTH MANAGEMENT FIRM, LLC

Office #1: 5777 W Century Blvd Suite 985, Los Angeles, CA 90045
RIA
CRD#: 312671
Los Angeles, CA
Past

January 25, 2024 - August 29, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/12/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/12/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/15/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2023
Securities Industry Essentials Examination

Current Firm

EW
EFC WEALTH MANAGEMENT FIRM, LLC
EFC WEALTH GROUP, INC. | EFC WEALTH MANAGEMENT FIRM, LLC

CRD#: 312671 / SEC#:

California
Registered Investment Advisory firm - (5/7/2021 Approved)
Nevada
Registered Investment Advisory firm - (6/28/2022 Approved)
Texas
Registered Investment Advisory firm - (5/10/2021 Approved)
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Contact information

Main Address
5777 W Century Blvd Suite 985, Los Angeles, CA 90045
Mailing Address
Phone number
(310) 645-0001
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts271
AUM (Assets Under Management)$ 43,023,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EFC WEALTH MANAGEMENT FIRM, LLC

CRD#: 312671Los Angeles, CA 90045

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