KH
Kwan Hung Ho
EDDID SECURITIES USA
Central,
Some features on this profile are disabled
CRD#: 7799769
KH
Professional summary
Kwan Hung Ho is a registered financial professional currently at EDDID SECURITIES USA INC. .
Kwan Hung is registered as a RR (Registered Representative) and started their career in finance in 2023. Kwan Hung has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kwan Hung Ho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2023 - Present
EDDID SECURITIES USA INC.
Office #1: 21/f, Citic Tower 1 Tim Mei Avenue, CentralBD
CRD#: 299423
Central,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 9/26/2023
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EDDID SECURITIES USA INC.
EDDID SECURITIES USA INC.
CRD#: 299423 / SEC#: , 8-70253
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
40 Wall Street Suite 1606, New York, NY 10005
Mailing Address
40 Wall Street Suite 1606, New York, NY 10005
Phone number
(212) 363-6888
Established
Delaware since 10/26/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
