Hiu Fai Li
Professional Summary
Hiu Fai Li, who also goes by Hiu Fai Li, Tom Li, is a registered financial advisor currently at EDDID SECURITIES USA INC.. Hiu Fai is registered as a RR (Registered Representative) and started their career in finance in 2008. Hiu Fai has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 57TO, Series 79TO, SIE, Series 7, Series 24, Series 14, Series 10, Series 4, Series 9 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hiu Fai Li, Tom Li
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
EDDID SECURITIES USA INC.
Contact Information
Main Address
40 Wall Street Suite 1606, New York, NY 10005Mailing Address
40 Wall Street Suite 1606, New York, NY 10005Phone Number
(212) 363-6888Established
Delaware since 10/26/2018Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/15/2022)
(1/26/2021)
(11/4/2020)
(1/26/2021)
(1/26/2021)
(11/24/2020)
(1/4/2021)
(1/26/2021)
(6/30/2022)
(6/7/2022)
(7/18/2022)
(7/21/2022)
(6/8/2022)
(6/13/2022)
(6/13/2022)
(10/26/2020)
(8/30/2022)
(7/20/2022)
(7/29/2022)
(6/8/2022)
(10/17/2022)
(6/15/2022)
(6/17/2022)
(7/11/2022)
(8/30/2022)
(2/11/2021)
(10/29/2020)
(6/13/2022)
(7/7/2022)
(10/22/2020)
(6/13/2022)
(7/22/2024)
(6/9/2022)
(6/24/2022)
(10/7/2025)
(6/28/2022)
(1/26/2021)
(6/6/2022)
(7/2/2022)
(6/6/2022)
(8/18/2022)
(7/7/2022)
(1/26/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2020About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Hiu Fai Li's CRS (Customer Relationship Summary).
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