Mark Coverdale
Professional Summary
Mark Coverdale is a registered financial advisor currently at REGAL ADVISORY SERVICES, INC. located in Bryan, Texas and REGAL SECURITIES, INC. located in Bryan, Texas. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Mark has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
Years of Experience
3 years in the financial services industry
Current & Past Employments
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
Current Firm
REGAL ADVISORY SERVICES, INC.
Contact Information
Main Address
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771Phone Number
(877) 488-6537# of Employees
25SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
274AUM (Assets Under Management)
$121,430,017Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
Primary Firm SEC Registration
REGAL ADVISORY SERVICES, INC.
State Registrations and Notice Filings
(2/28/2024)
(2/28/2024)
(2/28/2024)
(6/25/2026)
(3/5/2024)
(3/26/2025)
(2/28/2024)
(2/28/2024)
(10/16/2025)
(2/28/2024)
(2/2/2024)
(6/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
CRS (Client Relationship Summary) - RIA
Click below to view Mark Coverdale's CRS (Customer Relationship Summary).
Similar Advisors
INVST, LLC
FREEDOM FINANCIAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
THE SUM
