Joshua Orsi
Professional summary
Joshua Orsi is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2023. Joshua has worked at 1 firm and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Orsi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2023 - Present
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Office #1: One American Row, Hartford, CT 06103State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 9/6/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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