LP
Lisa D. Padalko
PRETIUM SECURITIES
New York, NY 10023
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CRD#: 7795233
LP
Professional summary
Lisa Dawn Padalko is a registered financial professional currently at PRETIUM SECURITIES, LLC located in New York, New York.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2024. Lisa has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lisa Dawn Padalko's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2024 - Present
PRETIUM SECURITIES, LLC
Office #1: 60 Columbus Circle 19th Floor, New York, NY 10023BD
CRD#: 321828
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 4/8/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PRETIUM SECURITIES, LLC
PRETIUM SECURITIES, LLC
CRD#: 321828 / SEC#: , 8-71017
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
60 Columbus Circle 19th Floor, New York, NY 10023
Mailing Address
60 Columbus Circle 19th Floor, New York, NY 10023
Phone number
(917) 364-0512
Established
Delaware since 04/27/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Red Flags
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