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Sarah Minor

AURUS ADVISORS
PONTE VEDRA BEACH, FL 32082
Some features on this profile are disabled
CRD#: 7794437
SM

Professional summary

Sarah Minor is a registered financial professional currently at AURUS ADVISORS, INC. located in Ponte Vedra Beach, Florida.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 2023. Sarah has worked at 1 firm and has passed the Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Minor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2023 - Present

AURUS ADVISORS, INC.

Office #1: N. 822 Florida A1a Suite 310, Ponte Vedra Beach, FL 32082
BD
CRD#: 128096
PONTE VEDRA BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/19/2023)

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 6/6/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/5/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AA
AURUS ADVISORS, INC.
AURUS ADVISORS, INC.

CRD#: 128096 / SEC#: , 8-66089

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
N. 822 Florida A1a Suite 310, Ponte Vedra Beach, FL 32082
Mailing Address
156 Retreat Place, Ponte Vedra Beach, FL 32082
Phone number
(904) 473-4940
Established
California since 11/03/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AUGUSTUS, RICHARD JOHNPRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO
RUSSO, JOSEPH DANIELVICE PRESIDENT
COLLINS, ELIZABETH SARAHFINOP4714831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AURUS ADVISORS, INC.

CRD#: 128096Ponte Vedra Beach, FL 32082

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