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Sarah Minor

AURUS ADVISORS
PONTE VEDRA BEACH, FL
·CRD# 7794437·6 years experience

Professional Summary

Sarah Minor is a registered financial advisor currently at AURUS ADVISORS, INC. located in Ponte Vedra Beach, Florida. Sarah is registered as a RR (Registered Representative) and started their career in finance in 2023. Sarah has worked at 1 firm and has passed the Series 79TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

Current

AURUS ADVISORS, INC.Current·CRD# 128096
BD
N. 822 Florida A1a Suite 310, Ponte Vedra Beach, FL 32082
December 19, 2023 - Present

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Current Firm

AA
AURUS ADVISORS, INC.

AURUS ADVISORS, INC.

CRD#: 128096 / SEC#: 8-66089
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

N. 822 Florida A1a Suite 310, Ponte Vedra Beach, FL 32082

Mailing Address

156 Retreat Place, Ponte Vedra Beach, FL 32082

Phone Number

(904) 473-4940

Established

California since 11/03/2001

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AUGUSTUS, RICHARD JOHNPRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, CFO—
RUSSO, JOSEPH DANIELVICE PRESIDENT—
COLLINS, ELIZABETH SARAHFINOP4714831

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(12/19/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2024About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Dec 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sarah Minor's CRS (Customer Relationship Summary).

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