CW
Casey W. Wolff
FORTRESS WEALTH SOLUTIONS
New York, NY 10105
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CRD#: 7794049
CW
Professional summary
Casey W Wolff, who also goes by Casey Wolff, is a registered financial professional currently at FORTRESS WEALTH SOLUTIONS LLC located in New York, New York.
Casey is registered as a RR (Registered Representative) and started their career in finance in 2023. Casey has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Casey Wolff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Casey W Wolff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2026 - Present
FORTRESS WEALTH SOLUTIONS LLC
Office #1: 1345 Avenue Of The Americas 45th Floor, New York, NY, 10105BD
CRD#: 324594
New York, NY
Past
May 5, 2025 - March 31, 2026
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
New York, NY
Past
March 16, 2024 - February 25, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
December 11, 2023 - February 25, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2026)
RR
Alaska(5/8/2026)
RR
Arizona(5/8/2026)
RR
Arkansas(5/8/2026)
RR
California(5/8/2026)
RR
Colorado(5/8/2026)
RR
Connecticut(5/8/2026)
RR
Delaware(5/8/2026)
RR
District of Columbia(5/8/2026)
RR
Florida(5/8/2026)
RR
Georgia(5/8/2026)
RR
Hawaii(5/8/2026)
RR
Idaho(5/8/2026)
RR
Illinois(5/8/2026)
RR
Indiana(5/8/2026)
RR
Iowa(5/8/2026)
RR
Kansas(5/8/2026)
RR
Kentucky(5/8/2026)
RR
Louisiana(5/8/2026)
RR
Maine(5/8/2026)
RR
Maryland(5/8/2026)
RR
Massachusetts(5/8/2026)
RR
Michigan(5/8/2026)
RR
Minnesota(5/8/2026)
RR
Mississippi(5/8/2026)
RR
Missouri(5/8/2026)
RR
Montana(5/8/2026)
RR
Nebraska(5/8/2026)
RR
Nevada(5/8/2026)
RR
New Hampshire(5/8/2026)
RR
New Jersey(5/8/2026)
RR
New Mexico(5/8/2026)
RR
New York(5/8/2026)
RR
North Carolina(5/8/2026)
RR
North Dakota(5/8/2026)
RR
Ohio(5/8/2026)
RR
Oklahoma(5/8/2026)
RR
Oregon(5/8/2026)
RR
Pennsylvania(5/8/2026)
RR
Puerto Rico(5/8/2026)
RR
Rhode Island(5/8/2026)
RR
South Carolina(5/8/2026)
RR
South Dakota(5/8/2026)
RR
Tennessee(5/8/2026)
RR
Texas(5/8/2026)
RR
Utah(5/8/2026)
RR
Vermont(5/8/2026)
RR
Virgin Islands(5/8/2026)
RR
Virginia(5/8/2026)
RR
Washington(5/8/2026)
RR
West Virginia(5/8/2026)
RR
Wisconsin(5/8/2026)
RR
Wyoming(5/8/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/9/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FORTRESS WEALTH SOLUTIONS LLC
FORTRESS WEALTH SOLUTIONS LLC
CRD#: 324594 / SEC#: , 8-71159
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1345 Avenue Of The Americas 45th Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 45th Floor, New York, NY 10105
Phone number
(212) 798-6100
Established
Delaware since 01/20/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORTRESS OPERATING ENTITY I L.P. | SOLE MANAGING MEMBER | |
| BASS, DANIEL NEAL | MANAGER (NON-MANAGEMENT), BOARD OF MANAGERS | 4747757 |
| BOBKER, ADAM JASON | CO-CHIEF EXECUTIVE OFFICER | 4525099 |
| BROOKS, DAVID NICHOLS | MANAGER (NON-MANAGEMENT), BOARD OF MANAGERS | 5314938 |
| FISHMAN, ROBERT ADAM | CHIEF COMPLIANCE OFFICER | 7093592 |
| RIORDAN, TIFFANY | FINOP, PFO, POO, CFO | 6313437 |
| WILSON, NILS | CO-CHIEF EXECUTIVE OFFICER | 2566066 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
