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GC

Grace E. Custer

SAGE PARTNERS SECURITIES
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 7793655
GC

Professional summary

Grace E Custer is a registered financial professional currently at SAGE PARTNERS SECURITIES, LLC located in Los Angeles, California.

Grace is registered as a RR (Registered Representative) and started their career in finance in 2023. Grace has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Grace E Custer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2023 - Present

SAGE PARTNERS SECURITIES, LLC

Office #1: 11111 Santa Monica Boulevard, Suite 2200, Los Angeles, CA 90025
BD
CRD#: 104381
Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/12/2023)
RR
New York
(12/12/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/12/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/6/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/25/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SP
SAGE PARTNERS SECURITIES, LLC
SAGE PARTNERS SECURITIES, LLC

CRD#: 104381 / SEC#: , 8-52836

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11111 Santa Monica Boulevard, Suite 2200, Los Angeles, CA 90025
Mailing Address
11111 Santa Monica Boulevard, Suite 2200, Los Angeles, CA 90025
Phone number
(310) 478-7899
Established
California since 06/26/2000
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE SAGE GROUP, LLCMEMBER
ALTMAN, PAUL TODDCCO3068843
COLLINS, ELIZABETH SARAHFINOP/CFO4714831
VIDERGAUZ, MARK STEVENCEO2694665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAGE PARTNERS SECURITIES, LLC

CRD#: 104381Los Angeles, CA 90025

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