Isaac Jones
Professional Summary
Isaac Jones is a registered financial advisor currently at SMI ADVISORY SERVICES, LLC located in Columbus, Indiana. Isaac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Isaac has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
Years of Experience
3 years in the financial services industry
Current & Past Employments
Current
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
Current Firm
SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT
Contact Information
Main Address
4400 Ray Boll Blvd., Columbus, IN 47203Phone Number
(800) 796-4975# of Employees
5SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,083AUM (Assets Under Management)
$949,000,000Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
Primary Firm SEC Registration
SMI ADVISORY SERVICES, LLC | SMI PRIVATE CLIENT
State Registrations and Notice Filings
(9/7/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
CRS (Client Relationship Summary) - RIA
Click below to view Isaac Jones's CRS (Customer Relationship Summary).
Similar Advisors
FIDELITY BROKERAGE SERVICES LLC
SEQUOIA FINANCIAL GROUP, L.L.C.
LPL FINANCIAL LLC
RETIREMENT STRATEGIES
