Erica P. Loeffler
Professional summary
Erica Paredes Loeffler, who also goes by Erika J Guillen, Erica Jeanette Loeffler, Erica Loeffler, Erica J Paredes, Erica Jeanette Paredes, Erica Jeanette Guillen Paredes, Erika Jeanette Paredes, Erika Janet Guillen Paredes, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Monterey, California.
Erica is registered as a RR (Registered Representative) and started their career in finance in 2023. Erica has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erica Paredes Loeffler's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 553 Munras Ave, Monterey, CA 93940September 22, 2023 - August 17, 2025
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2025)
Exams
Series 6TO
Date: 9/22/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Monterey, CA 93940TRUST BUT VERIFY
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