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SY

Spencer L. Yackee

YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT
Fort Wayne, IN
Some features on this profile are disabled
CRD#: 7792051
SY

Professional summary

Spencer Lynn Yackee is a registered financial advisor currently at YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT located in Fort Wayne, Indiana.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Spencer has worked at 2 firms and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered Investment Adviser Representative and Solar Project Developer at Entrust Capital Management, headquartered at 15 S. Public Sq., Angola, IN 46703, starting on 5/1/2023 to present, approximately 30 hours per week, or approximately 120 hours per month, of combination remote and in-office work. Approximately 20 hours per week or approximately 80 hours per month of work are performed for Entrust during securities trading hours. In this role, I work with the team at Entrust developing renewable energy investments, performing tasks such as coordinating agreements between parties and assisting in project management and construction.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Lynn Yackee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2024 - Present

YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT

RIA
CRD#: 331073
Fort Wayne, IN
Past

March 1, 2024 - June 14, 2024

ENTRUST CAPITAL MANAGEMENT, LLC

RIA
CRD#: 308999
ANGOLA, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(6/10/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/13/2023
Securities Industry Essentials Examination

Current Firm

YP
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT
YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT | YACKEE POTEMPA SMALLEY LLC

CRD#: 331073 / SEC#:

Indiana
Registered Investment Advisory firm - (6/10/2024 Approved)
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Contact information

Main Address
Fort Wayne, IN
Mailing Address
Phone number
(212) 814-8650
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV
0

Red Flags

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Company Information

YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT

CRD#: 331073Fort Wayne, IN

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