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Derrick J. Diksa
BDFS CAPITAL LLC
REHOBOTH BEACH, DE 19971
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CRD#: 7791516
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Professional summary
Derrick Joseph Diksa is a registered financial advisor currently at BDFS CAPITAL LLC located in Rehoboth Beach, Delaware.
Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Derrick has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BDFS Insurance Services, LLC; Investment related: No; 19409 Plantation Rd. Rehoboth Beach DE 19971 USA; Life Insurance Sales; Representative; 2023-09-06; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 5; Offer life insurance products as part of advisory services. The Lewes Collective; President; Non Investment Related; Location: 111 Adams Avenue Lewes DE 19958; Description: Professional networking group centered around conversations of values, ethics, and sharing best-demonstrated practices; Responsibilities Duties: Facilitate weekly meetings for the group, collect dues to cover activities and outside networking opportunities ; Start date : 2024-08-06; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0. Business Network International (BNI) Rehoboth 1 Chapter; Vice-President; Non Investment Related; Location: 18544 Beaver Dam Rd, Lewes DE 19958; Description: Networking group and cross-business referrals; Responsibilities Duties: Assist President with running weekly meetings, take attendance, and monitor referral activities.; Start date : 2024-10-03; Hours per month devoted to business during trading hours: 6; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Joseph Diksa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2023 - Present
BDFS CAPITAL LLC
Office #1: 19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971RIA
CRD#: 287680
REHOBOTH BEACH, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BDFS CAPITAL LLC
BDFS CAPITAL LLC
CRD#: 287680 / SEC#: 801-120724
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)Delaware
Registered Investment Advisory firm - (5/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (5/25/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/20/2021 Terminated)Texas
Registered Investment Advisory firm - (2/3/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(8/30/2023)
Current Firm
BC
BDFS CAPITAL LLC
BDFS CAPITAL LLC
CRD#: 287680 / SEC#: 801-120724
RIA
Registered Investment Advisory firm - (4/5/2021 Approved)Delaware
Registered Investment Advisory firm - (5/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (5/25/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/20/2021 Terminated)Texas
Registered Investment Advisory firm - (2/3/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
19409 Plantation Rd Bldg. 2 Unit 1, Rehoboth Beach, DE 19971
Mailing Address
Phone number
(302) 265-2236
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,653 |
| AUM (Assets Under Management) | $ 325,153,356 |
Red Flags
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Company Information
BDFS CAPITAL LLC
CRD#: 287680Rehoboth Beach, DE 19971TRUST BUT VERIFY
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