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Anna Grace Saele

CRD# 7790901·Registered 2023 - 2025

Previously Registered: Being a previously registered professional could mean that Anna is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anna Grace Saele was a registered financial advisor. Anna was a previously registered financial professional and started their career in finance 2023 - 2025. Anna had worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

GREAT POINT CAPITAL LLC·CRD# 114203

BD

Cary, NC

November 5, 2024 - May 9, 2025

RALEIGH CAPITAL MANAGEMENT INC.·CRD# 149538

RIA

Cary, NC

July 28, 2023 - May 12, 2025

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Current Firm

GP

GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: 8-53402

BD

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone Number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GREAT POINT TRADING LLC	MEMBER	—
DEBELL, GLENN TOWNSEND	CCO, SROP, AMLCO	2407360
MENGIN, GABRIEL J	PRESIDENT	5067401
PETERS, ROBERT WILLIAM	FINOP	1704577

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Anne Saele is an insurance producer with Raleigh Wealth Solutions. The address of Raleigh Wealth Solutions is 1400 Crescent Green Suite 100, Cary, NC, 27518. The start date is Jan 2023. Her duties will be selling and servicing insurance, and she plans to spend 1 hour per month during normal trading hours and 1 hour per month outside of normal trading hours. This is not investment related. Anna Saele is also a registered representative of Great Point Capital LLC - a FINRA registered broker/ dealer. The business is investment-related. Address of the other business - 200 WEST JACKSON BLVD. SUITE 1000 CHICAGO, IL 60606 USA. Nature of the other business - registered representative offering alternative investments. Position, title, or relationship with the other business - Registered representative. Start date of relationship - 10/24/2024. Approximate number of hours/month devoted to the other business - 40 hours / month. Number of hours devoted to the other business during securities trading hours - 40 hours / month. Duties relating to the other business - Educate clients on and implement alternative broker dealer investment strategies as part of comprehensive wealth management approach to financial planning.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2024About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2023About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2024About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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