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Anna G. Saele

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CRD#: 7790901
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anna Grace Saele was a registered financial professional .

Anna is a previously registered financial professional and started their career in finance in 2023. Anna had worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Anne Saele is an insurance producer with Raleigh Wealth Solutions. The address of Raleigh Wealth Solutions is 1400 Crescent Green Suite 100, Cary, NC, 27518. The start date is Jan 2023. Her duties will be selling and servicing insurance, and she plans to spend 1 hour per month during normal trading hours and 1 hour per month outside of normal trading hours. This is not investment related. Anna Saele is also a registered representative of Great Point Capital LLC - a FINRA registered broker/ dealer. The business is investment-related. Address of the other business - 200 WEST JACKSON BLVD. SUITE 1000 CHICAGO, IL 60606 USA. Nature of the other business - registered representative offering alternative investments. Position, title, or relationship with the other business - Registered representative. Start date of relationship - 10/24/2024. Approximate number of hours/month devoted to the other business - 40 hours / month. Number of hours devoted to the other business during securities trading hours - 40 hours / month. Duties relating to the other business - Educate clients on and implement alternative broker dealer investment strategies as part of comprehensive wealth management approach to financial planning.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 5, 2024 - May 9, 2025

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
Cary, NC
Past

July 28, 2023 - May 12, 2025

RALEIGH CAPITAL MANAGEMENT INC.

RIA
CRD#: 149538
CARY, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/17/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/6/2024
Securities Industry Essentials Examination

Current Firm

GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT POINT CAPITAL LLC

CRD#: 114203

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