Connor Benjamin Watson
Professional Summary
Connor Benjamin Watson is a registered financial advisor currently at FOCUS STRATEGIES MERCHANT BANKING, LLC located in Austin, Texas. Connor is registered as a RR (Registered Representative) and started their career in finance in 2023. Connor has worked at 1 firm and has passed the Series 63, SIE and Series 82TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
FOCUS STRATEGIES MERCHANT BANKING, LLC
Contact Information
Main Address
7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731Mailing Address
7600 N Capital Of Texas Highway Building B, Suite 345, Austin, TX 78731Phone Number
(512) 477-3280Established
Texas since 01/01/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/18/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Aug 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Connor Benjamin Watson's CRS (Customer Relationship Summary).
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