PW
Patrick D. Wingfield
SYNOVUS SECURITIES
Birmingham, AL 35209
Some features on this profile are disabled
CRD#: 7787380
PW
Professional summary
Patrick Dodds Wingfield, who also goes by Patrick Wingfield, Patrick Dodds Tullis Wingfield, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Birmingham, Alabama.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Patrick has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Wingfield | Patrick Dodds Tullis Wingfield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Dodds Wingfield's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick Dodds Wingfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2024 - Present
SYNOVUS SECURITIES, INC.
Office #1: 800 Shades Creek Parkway, Birmingham, AL 35209RIA
BD
CRD#: 14023
Birmingham, AL
Current
June 11, 2024 - Present
SYNOVUS SECURITIES, INC.
Office #1: 800 Shades Creek Parkway, Birmingham, AL 35209RIA
BD
CRD#: 14023
Birmingham, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/14/2024)
IAR
Alabama(8/14/2024)
RR
Arizona(8/14/2024)
RR
Arkansas(8/14/2024)
IAR
Arkansas(8/14/2024)
RR
California(8/14/2024)
IAR
California(8/14/2024)
RR
Colorado(8/14/2024)
IAR
Colorado(8/14/2024)
RR
Florida(8/14/2024)
IAR
Florida(8/15/2024)
RR
Georgia(8/14/2024)
IAR
Georgia(8/15/2024)
RR
Illinois(1/16/2025)
IAR
Illinois(1/16/2025)
RR
Indiana(1/16/2025)
IAR
Indiana(1/16/2025)
RR
Kentucky(8/14/2024)
IAR
Kentucky(8/14/2024)
RR
Louisiana(8/14/2024)
IAR
Louisiana(8/21/2024)
RR
Maryland(1/16/2025)
RR
Massachusetts(1/16/2025)
IAR
Massachusetts(1/27/2025)
RR
Michigan(1/16/2025)
IAR
Michigan(1/16/2025)
RR
Mississippi(8/14/2024)
IAR
Mississippi(8/14/2024)
RR
Missouri(8/14/2024)
IAR
Missouri(8/14/2024)
RR
Montana(1/16/2025)
RR
Nebraska(1/16/2025)
RR
Nevada(1/16/2025)
RR
New Hampshire(8/14/2024)
IAR
New Hampshire(8/14/2024)
RR
New Jersey(1/16/2025)
IAR
New Jersey(1/16/2025)
RR
New Mexico(1/16/2025)
RR
New York(8/14/2024)
IAR
New York(1/16/2025)
RR
North Carolina(8/14/2024)
IAR
North Carolina(8/14/2024)
RR
Ohio(8/14/2024)
IAR
Ohio(8/14/2024)
RR
Oklahoma(8/14/2024)
IAR
Oklahoma(8/14/2024)
RR
Oregon(1/16/2025)
IAR
Oregon(1/16/2025)
RR
Pennsylvania(1/16/2025)
IAR
Pennsylvania(1/16/2025)
RR
South Carolina(8/14/2024)
IAR
South Carolina(8/14/2024)
RR
Tennessee(8/14/2024)
RR
Texas(8/14/2024)
IAR
Texas(1/16/2025)
RR
Utah(1/16/2025)
RR
Virgin Islands(8/14/2024)
IAR
Virgin Islands(8/20/2024)
RR
Virginia(8/14/2024)
IAR
Virginia(1/16/2025)
RR
Washington(1/16/2025)
RR
West Virginia(1/16/2025)
IAR
West Virginia(1/17/2025)
RR
Wisconsin(1/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/11/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Birmingham, AL 35209TRUST BUT VERIFY
Monitor Patrick Wingfield
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
