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JS

Jonathan D. Shaban

AVESTAR CAPITAL
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 7786422
JS

Professional summary

Jonathan Daniel Shaban is a registered financial advisor currently at AVESTAR CAPITAL, LLC located in New York, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jonathan has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Daniel Shaban's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2025 - Present

AVESTAR CAPITAL, LLC

Office #1: 400 Madison Avenue Floor 21, New York, NY 10017
RIA
CRD#: 287525
NEW YORK, NY
Past

July 31, 2023 - June 10, 2025

OVERBROOK MANAGEMENT CORPORATION

RIA
CRD#: 117884
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AVESTAR CAPITAL, LLC
3A CAPITAL PARTNERS, LLC | PROJECT ELEPHANT | AVESTAR CAPITAL, LLC | 3ALPHA

CRD#: 287525 / SEC#: 801-110020

RIA
Registered Investment Advisory firm - (3/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(6/25/2025)

Exams

Current Firm

AC
AVESTAR CAPITAL, LLC
3A CAPITAL PARTNERS, LLC | PROJECT ELEPHANT | AVESTAR CAPITAL, LLC | 3ALPHA

CRD#: 287525 / SEC#: 801-110020

RIA
Registered Investment Advisory firm - (3/9/2017 Approved)
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Contact information

Main Address
400 Madison Avenue Floor 21, New York, NY 10017
Mailing Address
Phone number
(212) 706-4140
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVESTAR CAPITAL & 3ALPHA ASSET MANAGEMENT COMBINED BROCHURE (4/17/2025)

Regulatory assets under management

Total Number of Accounts194
AUM (Assets Under Management)$ 1,531,369,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVESTAR CAPITAL, LLC

CRD#: 287525New York, NY 10017

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