Sawyer R. Brown

FINANCIAL CONCEPTS

COLUMBUS, MS 39701

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CRD#: 7786131

Professional summary

Sawyer Rias Brown is a registered financial advisor currently at FINANCIAL CONCEPTS located in Columbus, Mississippi.

Sawyer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Sawyer has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sawyer Rias Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

FINANCIAL CONCEPTS

Office #1: 2980 North Frontage Road, Columbus, MS 39701

RIA

CRD#: 157616

COLUMBUS, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL CONCEPTS

FINANCIAL CONCEPTS | GIRAFFES, INC. DBA FINANCIAL CONCEPTS | GIRAFFES, INC.

CRD#: 157616 / SEC#: 801-72394

RIA

Registered Investment Advisory firm - (5/27/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(10/2/2023)

IAR

Texas
(6/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2023

Uniform Investment Adviser Law Examination

Current Firm

FINANCIAL CONCEPTS

FINANCIAL CONCEPTS | GIRAFFES, INC. DBA FINANCIAL CONCEPTS | GIRAFFES, INC.

CRD#: 157616 / SEC#: 801-72394

RIA

Registered Investment Advisory firm - (5/27/2011 Approved)

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Contact information

Main Address

2980 North Frontage Road, Columbus, MS 39701

Mailing Address

Po Box 3, Columbus, MS 39703

Phone number

(662) 327-1480

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL CONCEPTS ADV BROCHURE PART 2A (5/2/2025)

Regulatory assets under management

Total Number of Accounts	5,341
AUM (Assets Under Management)	$ 890,016,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sawyer R. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sawyer Rias Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL CONCEPTS

Primary Firm SEC Registration

FINANCIAL CONCEPTS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2023

Current Firm

FINANCIAL CONCEPTS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL CONCEPTS

TRUST BUT VERIFY

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