MM
Mark A. May
BALLAST FINANCIAL ADVISORS
Georgetown, DE 19947
Some features on this profile are disabled
CRD#: 7785535
MM
Professional summary
Mark Allen May, who also goes by Mark May, is a registered financial advisor currently at BALLAST FINANCIAL ADVISORS, LLC located in Georgetown, Delaware.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Mark has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark May
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Ballast & Associates, LLC; Investment related; Address: 33 The Circle, Georgetown, DE 19947; Tax Preparation Services; Clerical worker; Clerk; Start date: 03/01/2022; 20 hours a month; 4 hours during trading hours; tax preparation client services. 2. People's Place. Non-Investment related; Address: 1129 Airport Road, Milford, DE 19963. Non-Profit, People's Place identifies the social & mental health needs of Delawareans & facilities the provision of these services. Board Member. Start date: 04/2024; 2 hours a month; 0 hours during trading hours; Serves on board of directors, helping to oversee & provide guidance to the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen May's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2023 - Present
BALLAST FINANCIAL ADVISORS, LLC
Office #1: 33 The Circle, Georgetown, De 19947, Georgetown, DE 19947RIA
CRD#: 304430
Georgetown, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BALLAST FINANCIAL ADVISORS, LLC
ANCHOR CAPITAL MANAGEMENT | BFACFP, LLC | BALLAST FINANCIAL ADVISORS, LLC | BALLAST FINANCIAL ADVISORS | ANCHOR CAPITAL MANAGEMENT LLC
CRD#: 304430 / SEC#: 801-117158
RIA
Registered Investment Advisory firm - (8/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(7/19/2023)
Current Firm
BF
BALLAST FINANCIAL ADVISORS, LLC
ANCHOR CAPITAL MANAGEMENT | BFACFP, LLC | BALLAST FINANCIAL ADVISORS, LLC | BALLAST FINANCIAL ADVISORS | ANCHOR CAPITAL MANAGEMENT LLC
CRD#: 304430 / SEC#: 801-117158
RIA
Registered Investment Advisory firm - (8/13/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
535 N. Church St. Suite 205, West Chester, PA 19380
Mailing Address
Phone number
(484) 266-7281
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,378 |
| AUM (Assets Under Management) | $ 276,381,883 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BALLAST FINANCIAL ADVISORS, LLC
CRD#: 304430Georgetown, DE 19947TRUST BUT VERIFY
Monitor Mark May
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
