Jacob L. Humphrey
Professional summary
Jacob Lawrence Humphrey is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2025. Jacob has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Lawrence Humphrey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2025 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/24/2025
General Securities Representative ExaminationFINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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