KC
Kevin Caldwell
ISLANDS EAST ADVISORS
CHESTER, MD 21619
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CRD#: 7784021
KC
Professional summary
Kevin Caldwell is a registered financial advisor currently at ISLANDS EAST ADVISORS located in Chester, Maryland.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kevin has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WR Grace & Co; not investment-related; Columbia, MD; nature of biz = Specialty Chemicals Company; Demand Planner / Financial Analyst since February 2014; approx. 80% of time devoted to this other business; brief description of duties: Kevin works in the Fluid Catalyst Cracking (FCC) Business Unit as a Demand Planner, forecasting demand for ~$1B of FCC catalysts and additives sold to Oil Refineries worldwide. FCC units in refineries perform a chemical process using a catalyst to break apart the large molecules of oil into smaller molecules that make up gasoline, distillate, and other higher-value products like butane and propane.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Caldwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2023 - Present
ISLANDS EAST ADVISORS
Office #1: 1563 Postal Road Ste 3b-c2, Chester, MD 21619RIA
CRD#: 327578
CHESTER, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(8/25/2023)
Current Firm
IE
ISLANDS EAST ADVISORS
ISLANDS EAST ADVISORS | ISLANDS EAST ADVISORS LLC
CRD#: 327578 / SEC#:
Maryland
Registered Investment Advisory firm - (8/25/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1563 Postal Road Ste 3b-c2, Chester, MD 21619
Mailing Address
348 Thompson Creek Mall Ste 245, Stevensville, MD 21666
Phone number
(833) 303-3278
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 1,614,216 |
Red Flags
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